Meet Jonathan

 
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Jonathan C. Schwartz

Jonathan C. Schwartz is the founder of Schwartz Legal, PLLC. Having spent more than a decade representing major international corporations, Jonathan has developed an incredibly diverse legal background handling a broad array of securities and business-related litigation, including class action lawsuits, at both the trial and appellate levels as well as in arbitration.

Prior to founding Schwartz Legal, Jonathan was a partner with a national law firm and represented some of the most well-known financial institutions on Wall Street. Jonathan handled hundreds of retail customer, expungement, and promissory note disputes in state and federal courts and in nationwide arbitration proceedings on behalf of major financial institutions and investment professionals. This experience gives Jonathan a unique understanding of the securities industry and how brokerage firms evaluate customer claims. Moreover, due to his passion in financial planning and in order to better serve his clients, Jonathan became a CERTIFIED FINANCIAL PLANNER™ professional. Jonathan believes this certification, awarded by the Certified Financial Planner Board of Standards Inc., gives Jonathan a competitive advantage over his peers because it allows Jonathan to analyze a securities case differently than an attorney who does not have a similar level of education, experience, and understanding of personal finance and the financial markets.

Jonathan has also spent more than a decade representing businesses and individuals in general commercial and civil matters in state and federal courts. Typically, these matters involve business disputes relating to contracts, banking, fraud, product liability, negligence, unfair trade practices, maritime, probate, and insurance issues. As a result of this experience, Jonathan has published several articles on these topics and has become a skilled trial lawyer who can not only act as lead counsel on a case, but can also deliver innovative legal and business solutions based upon sound, resourceful, and cost-effective strategies.

Every year since 2013, Jonathan has been recognized as a “Rising Star” by SuperLawyers, a distinction reserved for less than 2.5% of attorneys within the state of Florida.

When he is not practicing law, Jonathan spends his time traveling and taking nature photography.

Education

  • University of Florida Levin College of Law, J.D., cum laude, 2007

  • The George Washington University, B.A., magna cum laude, 2004

Bar & Court Admissions

  • Florida Bar

  • New York Bar

  • United States District Court

    • Southern District of Florida

    • Middle District of Florida

    • Northern District of Florida

  • United States Bankruptcy Court for the Southern District of Florida

Publications

  • Served with a Subpoena? Understand the Duties, Deadlines to Protect Yourself

  • Limiting the Liability of Financial Institutions for Unauthorized Wire Transfer Claims

  • Served with a Writ of Garnishment? Understand the Duties, Deadlines to Avoid Liability

  • Clients Need Education About Aging, Investing And Exploitation: Here Is How Financial Advisors Can Do This With Decorum

  • Interpleader Lawsuits: What Banks, Financial Institutions Need to Know to Protect Themselves

  • In 9-0 Decision, Justice Kavanaugh Writes In His First Majority Opinion That Arbitration Is Governed By Contracts, Not Judges

  • Cooperation Credit in Enforcement Proceedings: The Importance of Independence

  • Securities 101: A Circuit Split in the Standard for Pleading Loss Causation in Securities Fraud Cases Publication

  • United States Supreme Court Holds that Funds Contained In An Inherited Individual Retirement Account (“IRA”) Do Not Qualify As “Retirement Funds” and Therefore Are Not Exempt From A Debtor’s Bankruptcy Estate

  • The Eleventh Circuit Court of Appeals Declines to Impose a Duty on a Custodian Bank to Protect a Customer From an Adviser’s Fraud, and Enforces a Customer's Duty to Timely Object to Statements 

  • Florida Supreme Court Decides Statute of Limitations Applies to Arbitrations

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the CFP® certification mark, the CERTIFIED FINANCIAL PLANNER™ certification mark, and the CFP® certification mark (with plaque design) logo in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.